The U.S. Securities and Exchange Commission (SEC) is an independent agency of the United States federal government, created in the aftermath of the Wall...
69 KB (6,479 words) - 16:50, 14 June 2024
established the Securities and Exchange Commission (SEC), the agency primarily responsible for enforcement of United States federal securities law. Companies...
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Securities and Exchange Commission v. W. J. Howey Co., 328 U.S. 293 (1946), was a case in which the Supreme Court of the United States held that the offer...
9 KB (1,021 words) - 03:01, 13 September 2023
the U.S. Securities and Exchange Commission (SEC). The Financial Industry Regulatory Authority is the largest independent regulator for all securities firms...
34 KB (3,633 words) - 06:18, 12 April 2024
The Securities Act of 1933, also known as the 1933 Act, the Securities Act, the Truth in Securities Act, the Federal Securities Act, and the '33 Act, was...
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Members of the U.S. Securities and Exchange Commission are appointed by the president of the United States. Their terms last five years and are staggered...
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to the attention of the U.S. Securities and Exchange Commission (SEC), which filed a civil suit against him alleging security manipulation. Lebed settled...
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Jaime Lizárraga (category U.S. Securities and Exchange Commission personnel)
American political advisor and government official who has served as a commissioner of the U.S. Securities and Exchange Commission (SEC) since July 2022[update]...
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The Securities and Exchange Commission (SEC) is the main regulatory institution of the Nigerian capital market. It is supervised by the Federal Ministry...
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Generally Accepted Accounting Principles (United States) (redirect from U.S. Generally Accepted Accounting Principles)
(GAAP or U.S. GAAP or GAAP (USA), pronounced like "gap") is the accounting standard adopted by the U.S. Securities and Exchange Commission (SEC) and is the...
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Securities and Exchange Commission. Retrieved 18 February 2024. "SEC Joint Industry Plan" (PDF). U.S. Securities and Exchange Commission. Retrieved 4 November...
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new and renewal basis. On June 17, 2020, the U.S. Securities and Exchange Commission filed a complaint against AmTrust Financial Services, Inc. and its...
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The Securities and Exchange Board of India (SEBI) is the regulatory body for securities and commodity market in India under the administrative domain...
29 KB (2,748 words) - 11:41, 8 June 2024
Caroline A. Crenshaw (category U.S. Securities and Exchange Commission personnel)
commissioner of the U.S. Securities and Exchange Commission. Crenshaw received her Bachelor of Arts, cum laude from Harvard College in 2004 and her Juris Doctor...
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Moody's Ratings (section Founding and early history)
States their credit ratings are used in regulation by the U.S. Securities and Exchange Commission as Nationally Recognized Statistical Rating Organizations...
46 KB (4,640 words) - 07:41, 8 May 2024
Securities Exchange Act of 1934. Form 20-F (Report). U.S. Securities and Exchange Commission. p. F-4. Retrieved May 13, 2022. "Argentine Peso to US Dollar...
437 KB (43,165 words) - 15:06, 12 June 2024
Exchange Commission. Retrieved 2 September 2022. "Electronics Boutique Holdings Corp. Form S-1 1998". www.sec.gov. U.S. Securities and Exchange Commission. "Electronics...
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Form S-1 is an SEC filing used by companies planning on going public to register their securities with the U.S. Securities and Exchange Commission (SEC)...
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P. J. Kennedy (section Marriage and children)
businessman and politician from Boston, Massachusetts. He and his wife Mary were the parents of four children, including future U.S. Securities and Exchange Commission...
12 KB (1,062 words) - 02:21, 19 May 2024
Mark Uyeda (category Members of the U.S. Securities and Exchange Commission)
attorney and government official. A member of the Republican Party, Uyeda has served as a Commissioner of the U.S. Securities and Exchange Commission (SEC)...
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Meme stock (category CS1 maint: date and year)
analysis – and are known for being extremely speculative and volatile. Interest in meme stocks started in 2020, in what the U.S. Securities and Exchange Commission...
14 KB (1,147 words) - 00:50, 15 May 2024
THQ (section Background and foundation (1990–1999))
U.S. Securities and Exchange Commission. November 13, 1997. Archived from the original on July 20, 2020. Retrieved July 19, 2020. "Form 10-Q". U.S. Securities...
77 KB (5,394 words) - 18:00, 11 June 2024
Elad L. Roisman (category U.S. Securities and Exchange Commission personnel)
former commissioner of the U.S. Securities and Exchange Commission. Roisman received his Bachelor of Arts from Cornell University and his Juris Doctor from...
5 KB (358 words) - 11:44, 10 November 2023
GameStop (category Companies listed on the New York Stock Exchange)
on September 10, 2014. "GameStop Corp. Form S-4 Annual Report". U.S. Securities and Exchange Commission. April 26, 2006. "GameStop IPO up 12%". CNN....
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Ponzi scheme (category Pyramid and Ponzi schemes)
may simply disappear with the money. According to the U.S. Securities and Exchange Commission (SEC), many Ponzi schemes share characteristics that should...
32 KB (4,099 words) - 20:21, 11 June 2024
TD Ameritrade (redirect from First Omaha Securities)
Corporation Pursuant to Rule 425 Under the Securities Act of 1933". U.S. Securities and Exchange Commission. October 12, 2004. Ian, Austen (June 23, 2005)...
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managing and investing securities. These companies in the United States are regulated by the U.S. Securities and Exchange Commission and must be registered...
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ISBN 0-19-514470-8 U.S. Securities and Exchange Commission Orders accessed 4/21/2007. U. S. Securities and Exchange Commission Trade Execution accessed 4/21/2007....
19 KB (2,782 words) - 03:10, 28 February 2024
The Securities and Exchange Surveillance Commission (証券取引等監視委員会, shouken torihikitou kanshi iinkai, SESC) is a Japanese commission which comes under the...
4 KB (346 words) - 14:49, 7 February 2024
American Stock Exchange to try to develop something that would satisfy regulations by the U.S. Securities and Exchange Commission. Nathan Most and Steven Bloom...
73 KB (7,770 words) - 12:37, 9 June 2024