The uniform net capital rule is a rule created by the U.S. Securities and Exchange Commission ("SEC") in 1975 to regulate directly the ability of broker-dealers...

applied under the U.S. Securities and Exchange Commission's net capital rule. The net capital rule was adopted to provide safeguards for public investors by...

for violating the net capital rule. Latour deliberately mis-estimated its exposure to risk and traded despite not holding enough capital. In 2019 Tower Research...

by the U.S. Securities and Exchange Commission (SEC) to relax the net capital rule, which encouraged the largest five investment banks to dramatically...

flows. As an absolute rule of funders[who?], each of them wants to see a positive working capital because positive working capital implies there are sufficient...

the net capital rule and Rennert raised capital and put it into the firm to bring it into compliance. However, the firm once more fell beneath the net-capital...

Fines Wedbush Securities Inc. $1.5 Million for Customer Protection, Net Capital Rule Violations and Related Failures | FINRA.org". www.finra.org. 2018-02-05...

unanimously to change the net capital rule which applies to broker-dealers, thus allowing those with "tentative net capital" of more than $5 billion to...

substantial reduction. Although the SEC rule changes provided flexibility that could be used by banks to minimize their capital balances, Sirri explained that...

A wealth tax (also called a capital tax or equity tax) is a tax on an entity's holdings of assets or an entity's net worth. This includes the total value...

The SEC noted the case is the largest penalty for a violation of the net capital rule. In response to increased regulation, such as by FINRA, some have argued...

to the net capital rule, Rule 15c3-1, that the US Securities and Exchange Commission adopted in July 2013, which amended the regulatory capital requirements...

Hotelling's rule defines the net price path as a function of time while maximizing economic rent in the time of fully extracting a non-renewable natural...

budget (i.e., net of investment) must balance or be brought into surplus. The core of the 'golden rule' framework is that, as a general rule, policy should...

divine rule, but as a contract established at birth between the citizen and the society, it is the social contract. From that moment on, capital punishment...

taxpayers, or by 33.3% for superannuation funds. Capital losses can be offset against capital gains. Net capital losses in a tax year cannot be offset against...

securities backed by subprime loans. October: SEC effectively suspends net capital rule for five firms - Goldman Sachs, Merrill Lynch, Lehman Brothers, Bear...

United States, individuals and corporations pay a tax on the net total of all their capital gains. The tax rate depends on both the investor's tax bracket...

Similarly, net domestic product (NDP) is gross domestic product (GDP) minus depreciation. Depreciation describes the devaluation of fixed capital through...

The net present value (NPV) or net present worth (NPW) is a way of measuring the value of an asset that has cashflow by adding up the present value of...

the "prudent man rule", thus allowing corporate pension funds to invest in the asset class and providing a major source of capital available to venture...

venture capital funds. Shares of such funds registered with the U.S. Securities and Exchange Commission are usually bought and redeemed at their net asset...

London is the capital and largest city of both England and the United Kingdom, with a population of 8,866,180 in 2022. Its wider metropolitan area is...

plastic ball over a 34-inch-high (0.86 m) net until one side is unable to return the ball or commits a rule infraction. Pickleball is played indoors and...

'rule' or 'government') was the colonial rule of the British Crown on the Indian subcontinent, lasting from 1858 to 1947. It is also called Crown rule...

replace retirees). Gross domestic product (GDP) equals net domestic product (NDP) + CCA (Capital Consumption Allowance): G D P = N D P + C C A . {\displaystyle...

A capital requirement (also known as regulatory capital, capital adequacy or capital base) is the amount of capital a bank or other financial institution...

determine the net present after-tax value of such capital investments. For standard scenarios under the full-year rule and half-year rule models, the following...

capex [capital expenditure]. You need to know how you're going to get a return on that investment. If you have these pure net neutrality rules where you...

total net cash outflows. Certain privately issued mortgage backed securities are included in HQLA under Basel III but not under the U.S. rule. Bonds...