Financial regulation is a broad set of policies that apply to the financial sector in most jurisdictions, justified by two main features of finance: systemic...

Financial regulation in India is governed by a number of regulatory bodies. Financial regulation is a form of regulation or supervision, which subjects...

Banking regulation and supervision refers to a form of financial regulation which subjects banks to certain requirements, restrictions and guidelines...

The National Financial Regulatory Administration (NFRA, occasionally also referred to as the National Administration of Financial Regulation or NAFR) is...

Financial law is the law and regulation of the commercial banking, capital markets, insurance, derivatives and investment management sectors. Understanding...

self-regulation in psychology, social regulation (e.g. norms), co-regulation, third-party regulation, certification, accreditation or market regulation. State-mandated...

The Financial Services Authority (FSA) was a quasi-judicial body accountable for the regulation of the financial services industry in the United Kingdom...

government debt and deposit rates (e.g., Regulation Q). Government ownership or control of domestic banks and financial institutions with barriers that limit...

has a target to improve regulation and monitoring of global financial markets. Within the financial sector, the term "financial markets" is often used...

The law overhauled financial regulation in the aftermath of the Great Recession, and it made changes affecting all federal financial regulatory agencies...

Macroprudential regulation is the approach to financial regulation that aims to mitigate risk to the financial system as a whole (or "systemic risk")....

self-regulation of investment banks contributed to the crisis. Financial institutions in the shadow banking system are not subject to the same regulation as...

Basel III capital regulation, which is primarily based on risk-weighted assets, may further negatively affect the stability of the financial system. The FSB...

open banking regulations were introduced by the European Union in 2015, and many other countries have introduced financial regulations related to open...

managing financial products in compliance with the regulations and Basel capital/liquidity requirements. An older use of the term "financial engineering"...

International Centre for Financial Regulation (ICFR) (2009–12) was a UK-based non-partisan organisation focused entirely on financial regulation that operated between...

"the crisis was avoidable and was caused by: Widespread failures in financial regulation, including the Federal Reserve's failure to stem the tide of toxic...

and Office of Thrift Supervision (1989–2011) in the United States Financial regulation Bank supervision Securities commission List of stock exchanges List...

Foreign exchange regulation is a form of financial regulation specifically aimed at the Forex market that is decentralized and operates with no central...

Financial regulation in Australia is extensive and detailed. In 1984 the Government of Australia established the Financial System Inquiry following a period...

Infrastructure Regulation (EMIR) is an EU regulation aimed at reducing systemic counterparty and operational risk and thereby prevent future financial system...

Development Goal 10 is to improve the regulation and monitoring of global financial institutions and strengthen such regulations. Standard Settlement Instructions...

alongside the Prudential Regulation Authority and the Financial Policy Committee to set regulatory requirements for the financial sector. The FCA is responsible...

In the United States, financial privacy is regulated through laws enacted at the federal and state level. Federal regulations are primarily represented...

lower-income populations. Some individual cities also enact their own financial regulation laws (for example, defining what constitutes usurious lending). A...

started as non-deposit taking banking institution. However, due to financial regulations adopted from English speaking countries, non-English speaking countries...

of MiFID 1 to cover a larger group of companies and financial products. Both MiFID 2 and Regulation (EU) No 600/2014 have been effective from 3 January...

The Banking Regulation Act, 1949 is a legislation in India that regulates all banking firms in India. Passed as the Banking Companies Act 1949, it came...

to introduce regulations and restrictions to try to limit or reduce the impact of speculators. States often enact such financial regulation in response...

remained in place until 2026. In the event that a team broke the financial regulations, the team can be penalised. It was originally planned a range of...