The U.S. Securities and Exchange Commission (SEC) is an independent agency of the United States federal government, created in the aftermath of the Wall...
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established the Securities and Exchange Commission (SEC), the agency primarily responsible for enforcement of United States federal securities law. Companies...
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Securities and Exchange Commission v. W. J. Howey Co., 328 U.S. 293 (1946), was a case in which the Supreme Court of the United States held that the offer...
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the U.S. Securities and Exchange Commission (SEC). The Financial Industry Regulatory Authority is the largest independent regulator for all securities firms...
34 KB (3,633 words) - 20:04, 22 August 2024
The Securities Act of 1933, also known as the 1933 Act, the Securities Act, the Truth in Securities Act, the Federal Securities Act, and the '33 Act, was...
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Members of the U.S. Securities and Exchange Commission are appointed by the president of the United States. Their terms last five years and are staggered...
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Securities and Exchange Commission may refer to: U.S. Securities and Exchange Commission Cyprus Securities and Exchange Commission Bangladesh Securities...
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new and renewal basis. On June 17, 2020, the U.S. Securities and Exchange Commission filed a complaint against AmTrust Financial Services, Inc. and its...
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Generally Accepted Accounting Principles (United States) (redirect from U.S. Generally Accepted Accounting Principles)
(GAAP or U.S. GAAP or GAAP (USA), pronounced like "gap") is the accounting standard adopted by the U.S. Securities and Exchange Commission (SEC) and is the...
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The Securities and Exchange Board of India (SEBI) is the regulatory body for securities and commodity market in India under the administrative domain...
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to the attention of the U.S. Securities and Exchange Commission (SEC), which filed a civil suit against him alleging security manipulation. Lebed settled...
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The Securities and Exchange Commission (SEC) is the main regulatory institution of the Nigerian capital market. It is supervised by the Federal Ministry...
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Jaime Lizárraga (category U.S. Securities and Exchange Commission personnel)
American political advisor and government official who has served as a commissioner of the U.S. Securities and Exchange Commission (SEC) since July 2022[update]...
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the United States Securities and Exchange Commission (SEC) charged the Church of Jesus Christ of Latter-day Saints (LDS Church) and its non-profit investment...
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P. J. Kennedy (section Marriage and children)
businessman and politician from Boston, Massachusetts. He and his wife Mary were the parents of four children, including future U.S. Securities and Exchange Commission...
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Ponzi scheme (category Pyramid and Ponzi schemes)
may simply disappear with the money. According to the U.S. Securities and Exchange Commission (SEC), many Ponzi schemes share characteristics that should...
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10 years in January 2022. The U.S. Securities and Exchange Commission filed a claim against Onpassive, Ashraf Mufareh, and his wife Asmahan Mufareh, accusing...
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Securities and Exchange Commission. Retrieved 18 February 2024. "SEC Joint Industry Plan" (PDF). U.S. Securities and Exchange Commission. Retrieved 4 November...
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Form S-1 is an SEC filing used by companies planning on going public to register their securities with the U.S. Securities and Exchange Commission (SEC)...
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SEC v. Jarkesy (redirect from Jarkesy v. Securities and Exchange Commission)
Securities and Exchange Commission v. Jarkesy (Docket No. 22-859) was a case before the Supreme Court of the United States. In May 2022, the Court of Appeals...
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managing and investing securities. These companies in the United States are regulated by the U.S. Securities and Exchange Commission and must be registered...
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TD Ameritrade (redirect from First Omaha Securities)
Corporation Pursuant to Rule 425 Under the Securities Act of 1933". U.S. Securities and Exchange Commission. October 12, 2004. Ian, Austen (June 23, 2005)...
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Elad L. Roisman (category U.S. Securities and Exchange Commission personnel)
former commissioner of the U.S. Securities and Exchange Commission. Roisman received his Bachelor of Arts from Cornell University and his Juris Doctor from...
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Insider trading (redirect from Dirks v. Securities and Exchange Commission)
the United States are required to file Form 4 with the U.S. Securities and Exchange Commission (SEC) when buying or selling shares of their own companies...
96 KB (10,549 words) - 10:28, 19 September 2024
Office of Compliance Investigations and Examinations at the U.S. Securities and Exchange Commission (SEC). She and Swanson met originally in April 2003...
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THQ (section Background and foundation (1990–1999))
U.S. Securities and Exchange Commission. November 13, 1997. Archived from the original on July 20, 2020. Retrieved July 19, 2020. "Form 10-Q". U.S. Securities...
78 KB (5,523 words) - 09:02, 9 September 2024
Securities Exchange Act of 1934. Form 20-F (Report). U.S. Securities and Exchange Commission. p. F-4. Retrieved May 13, 2022. "Argentine Peso to US Dollar...
438 KB (43,174 words) - 08:30, 12 September 2024
Moody's Ratings (section Founding and early history)
States their credit ratings are used in regulation by the U.S. Securities and Exchange Commission as Nationally Recognized Statistical Rating Organizations...
46 KB (4,638 words) - 12:13, 28 August 2024
Pai worked for the federal government, primarily at the U.S. Securities and Exchange Commission, in the 1970s before joining Enron. His sister is Sue Pai...
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Justin Sun (section Early life and education)
his position. In 2023, Sun was sued by the U.S. Securities and Exchange Commission, who alleged that Sun and his companies have engaged in fraudulent activity...
19 KB (1,852 words) - 03:15, 21 September 2024