 | The U.S. Securities and Exchange Commission (SEC) is an independent agency of the United States federal government, created in the aftermath of the Wall... 69 KB (6,497 words) - 06:35, 16 April 2024 |
 | established the Securities and Exchange Commission (SEC), the agency primarily responsible for enforcement of United States federal securities law. Companies... 16 KB (1,563 words) - 19:11, 12 April 2024 |
Securities and Exchange Commission v. W. J. Howey Co., 328 U.S. 293 (1946), was a case in which the Supreme Court of the United States held that the offer... 9 KB (1,021 words) - 03:01, 13 September 2023 |
the U.S. Securities and Exchange Commission (SEC). The Financial Industry Regulatory Authority is the largest independent regulator for all securities firms... 34 KB (3,633 words) - 06:18, 12 April 2024 |
The Securities and Exchange Commission (SEC) is the main regulatory institution of the Nigerian capital market. It is supervised by the Federal Ministry... 8 KB (788 words) - 20:13, 15 November 2023 |
| The Securities Act of 1933, also known as the 1933 Act, the Securities Act, the Truth in Securities Act, the Federal Securities Act, and the '33 Act, was... 25 KB (2,604 words) - 05:46, 28 March 2024 |
Members of the U.S. Securities and Exchange Commission are appointed by the president of the United States. Their terms last five years and are staggered... 7 KB (176 words) - 17:50, 9 February 2024 |
 | to the attention of the U.S. Securities and Exchange Commission (SEC), which filed a civil suit against him alleging security manipulation. Lebed settled... 28 KB (3,200 words) - 22:19, 28 March 2024 |
 | new and renewal basis. On June 17, 2020, the U.S. Securities and Exchange Commission filed a complaint against AmTrust Financial Services, Inc. and its... 14 KB (1,168 words) - 14:39, 13 February 2024 |
Chatham Asset Management and Founder Anthony Melchiorre for Improper Fixed Income Securities Trading". U.S. Securities and Exchange Commission. v t e... 2 KB (140 words) - 05:18, 19 April 2024 |
 | Generally Accepted Accounting Principles (United States) (redirect from U.S. Generally Accepted Accounting Principles) (GAAP or U.S. GAAP or GAAP (USA), pronounced like "gap") is the accounting standard adopted by the U.S. Securities and Exchange Commission (SEC) and is the... 20 KB (2,459 words) - 07:06, 11 March 2024 |
10 years in January 2022. The U.S. Securities and Exchange Commission filed a claim against Onpassive, Ashraf Mufareh, and his wife Asmahan Mufareh, accusing... 13 KB (1,052 words) - 09:51, 27 March 2024 |
 | Ponzi scheme (category Pyramid and Ponzi schemes) may simply disappear with the money. According to the U.S. Securities and Exchange Commission (SEC), many Ponzi schemes share characteristics that should... 32 KB (4,091 words) - 11:34, 26 March 2024 |
 | Securities and Exchange Commission. Retrieved 18 February 2024. "SEC Joint Industry Plan" (PDF). U.S. Securities and Exchange Commission. Retrieved 4 November... 15 KB (168 words) - 18:15, 22 February 2024 |
Office of Compliance Investigations and Examinations at the U.S. Securities and Exchange Commission (SEC). She and Swanson met originally in April 2003... 24 KB (2,250 words) - 00:16, 17 February 2024 |
managing and investing securities. These companies in the United States are regulated by the U.S. Securities and Exchange Commission and must be registered... 8 KB (977 words) - 16:05, 25 April 2024 |
 | environment of equity and equity options exchanges, regulated by the U.S. Securities and Exchange Commission (SEC), or derivative exchanges, regulated by the... 35 KB (3,758 words) - 10:54, 11 April 2024 |
Moody's Ratings (section Founding and early history) States their credit ratings are used in regulation by the U.S. Securities and Exchange Commission as Nationally Recognized Statistical Rating Organizations... 46 KB (4,640 words) - 16:03, 7 April 2024 |
Meme stock (category CS1 maint: date and year) analysis, and are known for being extremely speculative and volatile. Interest in meme stocks started in 2020, in what the U.S. Securities and Exchange Commission... 14 KB (1,147 words) - 23:09, 10 February 2024 |
 | THQ (section Background and foundation (1990–1999)) U.S. Securities and Exchange Commission. November 13, 1997. Archived from the original on July 20, 2020. Retrieved July 19, 2020. "Form 10-Q". U.S. Securities... 77 KB (5,352 words) - 19:27, 2 April 2024 |
& Exchanges, Oxford Press, Oxford, 2003. Chapter 29 "Insider Trading" p. 584 Laws that Govern the Securities Industry U.S. Securities and Exchange Commission... 29 KB (3,286 words) - 13:22, 27 February 2024 |
 | Jaime Lizárraga (category U.S. Securities and Exchange Commission personnel) American political advisor and government official who has served as a commissioner of the U.S. Securities and Exchange Commission (SEC) since July 2022[update]... 5 KB (446 words) - 22:29, 13 March 2024 |
 | Copart (section Products and operations) of S&P 500 companies List of companies in the Dallas–Fort Worth metroplex "Copart, Inc. 2023 Annual Report (Form 10-K)". U.S. Securities and Exchange Commission... 13 KB (1,385 words) - 17:34, 11 April 2024 |
Form S-1 is an SEC filing used by companies planning on going public to register their securities with the U.S. Securities and Exchange Commission (SEC)... 3 KB (370 words) - 05:05, 18 January 2023 |
 | P. J. Kennedy (section Marriage and children) businessman and politician from Boston, Massachusetts. He and his wife Mary were the parents of four children, including future U.S. Securities and Exchange Commission... 12 KB (1,072 words) - 13:56, 25 April 2024 |
 | Exchange Commission. Retrieved 2 September 2022. "Electronics Boutique Holdings Corp. Form S-1 1998". www.sec.gov. U.S. Securities and Exchange Commission. "Electronics... 43 KB (3,568 words) - 23:43, 8 April 2024 |
 | Zions Bancorporation (category Companies in the S&P 400) the company bid for First Security Corporation but lost to Wells Fargo after the U.S. Securities and Exchange Commission forced Zions to restate its... 15 KB (1,355 words) - 12:28, 2 April 2024 |
 | Caroline A. Crenshaw (category U.S. Securities and Exchange Commission personnel) commissioner of the U.S. Securities and Exchange Commission. Crenshaw received her Bachelor of Arts, cum laude from Harvard College in 2004 and her Juris Doctor... 6 KB (398 words) - 22:29, 13 March 2024 |
 | Capital market (redirect from Securities markets) regulators like Securities and Exchange Board of India (SEBI), Bank of England (BoE) and the U.S. Securities and Exchange Commission (SEC) oversee capital... 24 KB (3,091 words) - 21:58, 15 February 2024 |
GameStop (category Companies listed on the New York Stock Exchange) on September 10, 2014. "GameStop Corp. Form S-4 Annual Report". U.S. Securities and Exchange Commission. April 26, 2006. "GameStop IPO up 12%". CNN.... 124 KB (9,473 words) - 14:25, 27 April 2024 |